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2.1 Group theory

The mathematical formalism for describing symmetries is called group theory.

Definition 2.1.1. The fundamental object in group theory is a group, defined as a pair (G,), where G is a set and : G × G G is the group operation, which together satisfies the following properties:

i)
Associativity: a,b,c G : (a b) c = a (b c).
ii)
Identity element: e G : a G : a e = e a = a.
iii)
Inverse element: a G : a1 G : a a1 = a1 a = e.

Definition 2.1.2. Note from Definition 2.1.1 that the group operation is not necessarily commutative ( a,b G : a b = b a). If this condition does hold, the group is called an abelian group.

Example 2.1.1. To formalize the four-fold rotation symmetry of a square discussed above, we can define the group 4 as ({0, 1, 2, 3}, + 4), where + 4 is addition modulo 4, and the elements of the set can represent rotations by 0, 90, 180, and 270, respectively. One can check that 4 satisfies all the properties of an abelian group.

Group representations

To make the abstract mathematical structure of the group more concrete, we next consider representations of groups.

Definition 2.1.3. A group representation R, of dimension d, is a mapping of the group elements to d × d matrices D(g) in some d-dimensional vector space V , such that the group operation is preserved: D(g1)D(g2) = D(g1 g2). Necessarily, this means that D(e) = 𝟙 , the identity matrix of V . Representations of a group are not unique, and arbitrarily many new represenations can be constructed simply by taking tensor sums and products, denoted by the and symbols respectively, of existing ones.

Definition 2.1.4. An irreducible representation (irrep) is one with no non-trivial invariant subspaces, i.e., it cannot be decomposed into the tensor sums of smaller-dimensional representations.1

Example 2.1.2. The group 4 from Example 2.1.1 can be represented simply as scalar complex numbers (V = ):

0 1 2 3 1 eiπ 2 e ei3π 2
(2.1.1)

One can check this satisfies the conditions of Definition 2.1.3, and since it is 1-dimensional, it is also irreducible.

Definition 2.1.5. Every group has a |G|-dimensional regular representation Rreg, where |G| is the number elements of the group, called the order of the group. The vector space V = span{|g|g G}, and the representation is defined such that

Dreg(g) |h = |gh.
(2.1.2)

Example 2.1.3. For our 4 group, we can use the set of four basis vectors {|0 = e0, |1 = e1, |2 = e2, |3 = e3} in 4, and derive the matrices Dreg(g) such that they transform |g according to the respective group operations:

Dreg(0) = ( 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 ) ,Dreg(1) = ( 0 1 0 0 0 0 1 0 0 0 0 1 1 0 0 0 ) , Dreg(2) = ( 0 0 1 0 0 0 0 1 1 0 0 0 0 1 0 0 ) ,Dreg(3) = ( 0 0 0 1 1 0 0 0 0 1 0 0 0 0 1 0 ) .
(2.1.3)

The regular representation has some fun properties, such as its reducibility into irreps with each irrep appearing as many times in the decomposition as its dimension. For us, it will mostly serve as a useful way to think about the adjoint representation we will encounter below.

Continuous symmetries

Symmetries can be discrete, as above, as well as continuous.

Example 2.1.4. A circle has a continuous 2D rotational symmetry; rotations by any angle 𝜃 leave it invariant. This corresponds to the special orthogonal group in 2-dimensions SO(2).

Definition 2.1.6. More generally, the orthogonal group in n dimensions, O(n), is defined as the group of orthogonal, or “distance-preserving”, n × n matrices M, s.t. MMT = 𝟙 . The special orthogonal group SO(n) is the subgroup of n × n orthogonal matrices with determinant 1, essentially retaining only rotations while removing reflections.

As their definition suggests, the SO(n) group elements have a natural representation as the n × n rotation matrices. For SO(2), these are of the form:

M(𝜃) = ( cos 𝜃 sin 𝜃 sin 𝜃 cos 𝜃 ),
(2.1.4)

where 𝜃 [0, 2π) is the angle of rotation. These n × n matrix representations are called the fundamental or defining representations of SO(n).

Definition 2.1.7. SO(2) is isomorphic — meaning identical to in terms of its group-theoretic properties — to the unitary group U(1). The unitary group U(n) is the group of n × n unitary matrices, i.e., those satisfying MM = MM = 𝟙 , where M is the conjugate transpose, or Hermitian conjugate (h.c.) of M. The special unitary group SU(n), again is the subgroup of n × n unitary matrices with determinant 1. As we will soon see, these groups effectively define the structure of the SM.

U(1) has the simple 1D fundamental representation:

M(𝜃) = ei𝜃,
(2.1.5)

i.e., all complex numbers of unit magnitude.

Definition 2.1.8. An infinite group is compact if a group-invariant sum or integral over the group elements is finite. U(1) is compact, as

02πd𝜃 = 2π
(2.1.6)

is finite. Indeed, all SO(n) and SU(n) groups are compact.

Examples of important non-compact groups include the group of translations in n dimensions and the Lorentz group, which we will discuss in detail in Section 2.3.

1Technically, certain pathological reducible representations of non-compact groups also cannot be decomposed into irreps, so “non-decomposability” is a necessary but insufficient condition for irreps.